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News about City University's open access repository, philosophical musings about Open Access

Open access journal hosting in City Research Online: Learning at City Journal

We’ve recently been working with colleagues in City’s Learning Development Centre (LDC) and at EPrints Services to use our EPrints repository to host the LDC’s Learning at City Journal. The idea was to create a space within EPrints where electronic articles can be stored and served, with the layout, formatting, contextual information and branding you would expect from other e-journals you see on the web. The model for this was the University of Huddersfield’s Teaching in Lifelong Learning journal, which also uses a space within their larger EPrints repository.

Previously City Research Online (CRO) has archived individual Learning at City Journal articles and grouped these together, but this grouping doesn’t have all the nice e-journal added value material. EPrints Services have created a new area in EPrints for us, which will be the journal’s home page. As you will see when you click through, it’s fairly bare-bones, with little contextual information or branding, but it does group together articles nicely. When you click through to articles, EPrints also generates a “Journal Details” box (see for example this article), allowing easy navigation around the contents of the journal.

Next steps are to develop and add the contextual information for the journal, and add some much needed branding. We also need to check that all material from each hard copy issue is being included- for example editorial messages, tables of contents etc. We also need to be able to assign Digital Object Identifiers to every article using CrossRef, so that the standard, persistent identifiers for scholarly articles appear for each record.

Once this work is done, we will be able to publicise the work around the University and more widely (in the latter case an important thing will be to register the journal with the Directory of Open Access Journals). It’s worth noting that there will be no Article Processing Charges for academics and other colleagues to submit articles to the journal, unlike commercial publishers offering open access options! Hopefully this publicity will stoke interest with colleagues- and you never know, other parts of the University might want to develop an open access e-journal with us!

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Filed under: City Research Online, Open Access, , , , ,

Research Libraries UK conference 2012

Last week I was lucky enough to be able to attend the Research Libraries UK conference 2012. It was held at St James’ Park in Newcastle, a rather huge football stadium (though of course we used the conference centre rather the terraces!) The conference was “high level” insofar as it examined big-picture issues relating to research libraries. In this it reflected the membership of RLUK, and attendees were mainly senior library managers as well as the odd interloper such as myself.

The reason for my attendance was hearing Janet Finch talk about the report her committee produced, which has become known as the Finch Report. Below, I summarise the interesting points of the other plenary sessions and examine in more detail the session in which Finch and others talked about open access. For reasons of space I have omitted reporting on some very lively Pecha Kucha sessions and one of the plenary sessions, as well as Stephen Curry’s excellent and engaging researcher’s perspective on open access, since I reported on a very similar presentation of his recently.

Roly Keating, British Library. Starting off the conference at a very high level, new BL Chief Executive Keating explained how he viewed the BL’s place in the “library ecosystem”. it was a dense presentation, but a few things in particular that he said stuck with me:

  • That the BL is a guarantor of information for future generations- and that this guarantee now extended (by statutory remit) to web content.
  • That the BL (and by extension other libraries) is a cultural institutions in its own right, as well as a traditional library in the sense of being a repository for physical objects.
  • Data management is a new horizon for the BL- for example they partnered with the BBC recently to digitise and turn into a dataset the Radio Times, giving the BBC for the first time a complete record of its broadcasting schedule since its inception.
  • The power and value of the physical object has not diminished in this new digital world; in fact it is enhanced.
  • The move to non-physical legal deposit is the biggest challenge on the BL’s horizon, but presents some amazing opportunities, e.g. turning the UK’s entire web domain into a dataset to allow its programmatic analysis.

User-centred cataloguing: thinking differently. This session was on the opportunities presented by shared services for cataloguing, in light of recent developments in data interoperability (not least that old library favourite, linked data). Economies of scale can be derived from a shared approach to the re-use of cataloguing data. The question is how to usefully do this.

Redefining the Research Library Model. A report on the RLUK project of the same name, which summarised new thinking in this area (and the website above includes some very interesting position papers on this subject). Most interesting was news from JISC on their forthcoming changes, which (for repositories at least) seem to lay emphasis on research data management.

Hidden Gems: Revealing or Special Collections. An overview of the state of play with special collections in research libraries. Some provocative points were made here, including one from Andrew Green, National Library of Wales, that perhaps those collections of uncatalogued material should be gotten rid of- how useful are they really?

Open Access to UK Research Outputs. As mentioned above, this session was of the most interest to me personally. Janet Finch kicked off, summarising how the Finch Report came to the conclusions it did, and the implications of those conclusions for libraries. The Finch Report has been discussed at great length elsewhere (in particular the way it favours Gold Open Access (OA) over Green) so I won’t rehash that discussion here, but some of the points and questions I took from Finch’s presentation were as follows:

  • Finch made very clear that there was no ministerial or other governmental influence over the findings of the committee and its report.
  • Finch stated that the remit of the report was (among other things) to make peer reviewed research available “free”, but free for whom? The emphasis on Gold OA means that journal publishing will move from a “reader pays” to an “author pays” model. Moreover, the cost of Gold OA author processing charges has been estimated at £60m per year on top of (or taken out of) the UK’s research budget, which will go directly to publishers.
  • Finch stated that “Maintaining the viability if the publishing industry” was one of the Committee’s success criteria, but it’s unclear to me why this should have deemed a criteria for success, if the goal was free access to research and if there was no Ministerial influence on the Committee.
  • Finch made some reassuring (from my perspective as a repository manager!) remarks about the expectation that we will be in a “mixed economy” of Green and Gold for the foreseeable future.

Following on from Janet Finch, was Mark Thorley from RCUK, to explain RCUK’s also much-discussed and recently revised open access policy. This policy puts into practice the Finch Report’s recommendations by enforcing open access for research it funds, with a clear preference for the Gold over the Green route (which at first glance seems to say that researchers with RCUK funding must, when they publish, go Gold if they can; and if they can’t go Gold they must go Green). When asked about whether this would circumscribe authors’ choices, Thorley was very clear that the policy applied at the level of journals rather than individuals. In other words, RCUK won’t be policing the choices of individuals as long as they have made their work openly accessible whether that is by going Gold or Green (or indeed both). What remains unclear to me is how researchers themselves are supposed to know this, given the wording of the current policy and the advice that surrounds it.

All in all the conference was very interesting for the “core” aspects of my role (i.e. open access), but it was also fascinating to find out about the many other hot topics around research libraries. I also managed to catch up with some old friends and meet some new people, which is always good!

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Open Access Week 2012: Opening Research and Data

Last week, as part of Open Access Week 2012, colleagues at LSHTM, Birkbeck, LSE, and SOAS (as well as myself) organised an event, Opening Research and Data. It was intended to be a broad overview of “where we’re at” with open access. As such, we were lucky to be able to put together a bill that was eminently capable of taking a high-level look at the open agenda, particularly in light of recent developments such as the Finch Report and the new RCUK policy on open access.

The first presenter was Frederick Friend, Honorary Director Scholarly Communication at UCL.  Frederick gave a broad overview of the development of open access up to the present day. The strongest message I took from his presentation was the flaws in the Finch Report, and as a result the flaws in the RCUK open access policy. He noted that there was (unjust) antagonism towards institutional repositories (IRs) , particularly since IRs are the medium of by which the vast majority of the 20% of open access journal content has been made available. He also characterised the Gold option recommended by Finch and RCUK as being uncosted and to the detriment of cheaper Green OA. He likened the policy to trying to make an aeroplane flight to open access with just one (Gold) engine- something much easier to do with two (green and gold) engines!  He also asked academic colleagues to question what exactly they will receive in return for potentially very high Gold OA article processing charges. You can view Frederick Friend’s presentation here.

Next up was Professor Stephen Curry from Imperial College London. Prof Curry is, as he admitted, someone who has recently become interested in open access, and has blogged prolifically on the issue recently, as well as writing on open access and other scientific matters for The Guardian. His general message was that it had been a positive year for open access, since the “fundamentally unanswerable” argument for open access had been won, and awareness of open access was greater than ever before. He had a few concerns, which echoed those of Fred Friend, in particular that Finch & RCUK’s emphasis on Gold will benefit commercial publishers, and that the open access movement must show more unity given the sometimes divisive and rancorous nature of the Gold v. Green debate. Finally, he mentioned that the spurious indicator of academic worth, the Impact Factor, should be done away with. You can view Prof Curry’s presentation here.

Providing a couple of “real-life” experiences of open access were Dr Melissa Terras and Dr Antonio Gasparrini. Dr Terras, a Digital Humanities scholar at UCL, presented about her experiences at using social media (in particular blogging and Twitter) to promote papers made available in UCL’s Discovery repository. Perhaps unsurprisingly, a combination of well-nurtured social networks and openly accessible research equals lots of downloads and hence wide dissemination of research (and see here for a fuller account of a previous version of this presentation). You can view Dr Terras’ presentation here.

Dr Gasparrini is an early-career medical researcher at LSHTM. His presentation focussed on navigating the often confusing open access environment to ensure he complied with open access policy, in this case that of the MRC. In his experience, it was often a question of trading off limited funds assigned for Gold OA against a journal’s reputation, as summarised by Impact Factor. Dr Gasparrini’s best find was that of the Journal of Statistical Software, a fully-open access journal with an APC cost of £0, and a good Impact Factor too.  Dr Gasparrini finished his presentation by pointing to the open software movement, which seems to have gotten far further towards “open” than scholarly communications (though there are structural and commercial reasons for this, I would argue). You can view Dr Gasparrini’s presentation here.

Finally it was the turn of the funding agencies to give their perspective, in two presentations. The first was from David Carr from the Wellcome Trust, who detailed Wellcome’s open access policy. Open access to research is covered by an RCUK-like policy, which emphasises Gold over Green open access. David also laid some emphasis on Wellcome’s plans to better enforce already required research data management plans, which should further the open data agenda (something covered in passing, rather than in depth, by the day’s presentations). You can view David’s presentation here.

Last up was Ben Ryan from EPSRC, who was wearing his RCUK policy hat. Ben had the somewhat unenviable task of explaining RCUK’s open access policy to an audience comprised of a large number of those likely to be critical of RCUK’s policy, not least repository managers. Criticism of the policy has been well-rehearsed elsewhere, but one notable statement from Ben was that RCUK would not be prescriptive within institutions about how they complied with the policy; instead it would be down to individuals to choose, within the criteria laid down by RCUK. The possible perverse effects of the policy have also been documented (briefly, journal publishers may up embargo periods to prevent Green OA being an option); Stephen Curry, in the later discussion, noted that any publisher changing embargo periods to exclude Green OA as an option would be likely to see authors vote with their feet. Ben’s presentation can be viewed here.

The day was rounded off with a lively discussion, proving that people had been thinking about and engaging with the issues raised. Despite being somewhat biased, as I helped organise the event, I think it was a great success and a worthy and thought-provoking way in which to celebrate Open Access Week 2012.

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RSP event: Scholarly Communications: New Developments in Open Access

Laura and I attended the Repositories Support Project (RSP) event Scholarly Communications: New Developments in Open Access last Friday. It was held in the spectacular surroundings of RIBA’s Portland Place building, which gave proceedings a suitable air of grandeur. The event had a first-class line-up of speakers, and was really excellent- the RSP should be congratulated for the event’s high quality and depth of content. A Storify archive of the event’s Tweets is worth taking a look at, if you’re into the whole micro-blogging thing. What follows are my thoughts about the sessions, and as ever they are partial and impressionistic, so apologies in advance for any errors or mistakes in emphasis.

Where next with Open Access – keynote presentation – Martin Hall, Chair of Open Access Implementation Group and Vice Chancellor of the University of Salford. Professor Hall was the biggest scoop for the event- not only is a he a VC, but is also a member of the Working Group on Expanding Access to Published Research Findings, AKA the Finch Committee. He was therefore perfectly placed to deliver the keynote, which took a very high-level view of open access (OA) developments in light of the work of the Finch Committee and other developments such as the Elsevier boycott and the recent Whitehouse petition. His vision was one of a slow transition towards full Gold OA predicated on a market in Article Processing Charges (APCs), with a mixed economy (subscription journals, Gold OA journals and Green OA repositories) in the intervening period. He noted two particular possible victims of “collateral damage” in this change:

  • Learned Societies, who often rely on journal subscription charges to fund their activities and operate on very tight margins. The withdrawal of these subs could have a disastrous effect.
  • Independent researchers, who would not have access to institutional funds for APCs (though of course these people are currently in the opposite position- able to publish in journals, but having to rely on the c. 20% of openly accessible articles)

He offered no solutions to these snags, but at least they are being considered. His final remark was heartening for those of us plugging away with institutional repositories: legislative and academics’ attitudinal changes are likely to result in heightened interest in all forms of repositories during this change. I would add to this (as [namedrop alert] Bill Hubbard said to me during a break between sessions) that the emphasis on OA during the next REF cycle is likely to be another driver for interest in repositories.

The Budapest Open Access Initiative (BOAI) at 10 – recommendations for the next ten years of scholarly communications – Alma Swan, Director of European Advocacy, SPARC and Key Perspectives. This presentation was by another very prominent OA advocate, Alma Swan, who had recently participated in updating the BOAI, work which must have been extremely challenging given the stakeholders involved. A few particular points of interest arose from her presentation:

  • For green repositories, gratis OA is better than no OA at all; Libre OA is better than gratis OA. Ideally green OA content should be licensed as CC-BY for full libre re-use. I agree with this (though the distinction is not uncontroversial), the question for us becomes how to license then flag our repository content as Libre, i.e. CC-BY. There are also implications for text- and data-mining of green repository content if this shift is not implemented.
  • BOAI 2012 will make explicit recommendation of use of “Alternative metrics” to assess impact, for example the Altmetric service, or green repositories’  native download and access path statistics.
  • She noted one (in my view) telling statistic regarding access to PubMed Central. This was that 40% of people accessing this site can be defined as “citizens” as opposed to researchers or governmental people, which I think gives the lie to arguments that people do not need (or cannot make sense of) open scholarly research.

I’m now looking forward to the publication of the new version of the BOAI, which should provide yet more impetus toward OA.

Next up were some sessions about some projects and services, which in the interest of keeping this post to a vaguely manageable length I’ll just summarise here:

  • OAPEN-UK – collecting evidence on scholarly monograph publishing – Caren Milloy, Head of Projects JISC Collections. An introduction to the OAPEN-UK project, which is doing some interesting work collating attitudes towards the tricky prospect of archiving books and book chapters.
  • Building campus-based OA journal capacity: SAS Open Journals – Peter Webster, School of Advanced Study. A look at the School of Advanced Studies’  impressive integration of the Open Journals System with an Eprints repository, SAS Space, to provide in-house journal publishing services- see for example Amicus Curiae, a fully open access in-house journal. This is work we need to start looking at here at City.
  • Encouraging data publication – the JISC Managing Research Data Programme – Simon Hodson, JISC Programme Manager – Managing Research Data. An overview of this JISC programme, which is looking into data curation. Data curation is at a tangent to OA as understood as access to research articles, but is just as important. Again, it’s an area we need to start looking at here at City.
  • Figshare and open science – Mark Hahnel, Product Manager, Figshare.An overview of the excellent Figshare service, essentially a Mendeley for research data. As someone said on Twitter, one of the challenges posed by Figshare for repositories is how nice it looks, about a million times better than most repository interfaces.
  • Frontiers – Online community-based peer review, publishing and research networking. – Graeme Moffat, Frontiers. Frontiers is a new open access journals platform. There are some fascinating innovations with the platform, most notably the (nearly) open peer review process, which utilises a web forum to exchange feedback about submitted articles.

Using social media to disseminate research outputs – Melissa Terras, Reader in Electronic Communications in the Department of Information studies and Co-Director of the Centre for Digital Humanities at UCL. The final presentation of the day came from Melissa Terras, who talked about her experiences of Tweeting and blogging about research papers placed in her institution’s repository, UCL Discovery. You can read a full account of her experiments here (and it’s well worth reading in full), but what’s worth noting for the purposes of this post were the hundreds of extra downloads her papers received, merely by virtue of using social media to tell people about them. She also used her slot to make a plea for repository managers to understand academics’ attitudes with regard to self-archiving. Academics are essentially forward-looking, and when a paper is written it is generally considered to be over and done with. This makes retrospective appeals for academics to trawl their hard drives pretty onerous. I think the implication is that it’s incumbent on repository managers to make deposit as simple as possible, and to not get too hung up on back-runs of papers.

All in all an excellent event. RSP will have to do well to top this one, I’m looking forward to seeing if they can do it!

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Business as usual

I became conscious we’ve not updated this blog in a while. This is because it has been business as usual, getting hold of and adding content to City Research Online. We’re now up to over 300 papers in the open access repository- not bad, considering in August we had nothing!

A few pieces of work we have in hand, or will be looking at in the New Year are worth mentioning:

  • Further integrating data from Symplectic and Eprints into City’s web presence, specifically the Research area of City’s website. We’re currently working on a publications search, allowing users to query our holdings in both Symplectic and Eprints.
  • In the New Year, we’ll start looking at using City Research Online to store and serve City’s PhD theses. This will be an interesting piece of work- the infrastructure side should be relatively straightforward, but the policy side of things (including intellectual property issues) will be more challenging.
  • We’re going to be examining whether Gold OA is something that we need to be more actively supporting at City, particularly in light of recent government pronouncements on this issue.
  • I would also like to do some scoping of the extent to which City is producing working paper series (I know of at least a couple), and if and how we might archive these series, or even support their publication.

Seasons greetings to our readers, see you in the New Year!

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